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US Labor Dept’s 401k Exams Aim To Provide More Transparency

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Over the course of the past year, regulators from the U.S. Department of Labor have quietly increased examinations of firms that offer 401k retirement plans, including brokerage firms, registered investment advisers and third-party administrators, according to firm attorneys. So what is the Labor Dept looking for? They want to know how these companies get paid, [...]

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